Showing posts with label masked acting. Show all posts
Showing posts with label masked acting. Show all posts

11 April 2023

Noh Theater of Japan

 

[I’ve posted a number of pieces about Kabuki, the dynamic traditional theater form of Japan, on Rick On Theater.  (See, for example, “Kabuki: A Trip to a Land of Dreams [1 November 2010]; “Grand Kabuki (July 1985)” [6 November 2010]; “Two Kabuki Reviews (2014)” [20 January 2018]; “‘Kabuki: Inside the Japanese Artform with its Biggest Star, Ebizo’” by Jon Wertheim [1 May 2020]; “‘The Ancient Art of Kabuki Made New, With Computer Animation’” by Micheline Maynard in “Computers and Actors, Part 1” [4 October 2021].)   

[I’ve even posted one article on the ancient performance form Gigaku (26 July 2011); but I haven’t run anything on Noh (14th century), which is older than Kabuki (17th century) and younger than Gigaku (7th century).

[On a recent Sunday, the New York Times published an interesting piece on a new movement in Japan concerning the making of Noh masks in the paper’s T Magazine, its periodic style publication.  The report, Hannah Kirshner’s “A New Face,” is short, and it doesn’t say anything about the theater form itself, so I decided an introduction to Noh was in order.

[The name Noh (sometimes written ‘Nō’) is probably familiar with most readers, but I suspect most Westerners are unfamiliar with the theater form itself.  So, before I present Kirshner’s report on the modern-day take on Noh masks, here’s a brief history and description of this classic drama.]

Noh is a Japanese classic theater form involving music, dance, and drama, originating in the 14th century.  It was developed together with Kyogen, which are comical pieces performed during interludes of the main Noh performance.  The dual art of Noh and Kyogen is known as Nohgaku, and has been designated an Intangible Cultural Heritage by the United Nations Educational, Scientific and Cultural Organization (UNESCO).

Noh, as we know it today, was popularized and formalized by a dramatist named Zeami Motokiyo (1363-1444) during the Muromachi Period (1333-1573).  Of the known 240 Noh plays in the current repertoire, Zeami wrote 100, and he codified the acting and production techniques in use today (1400-33; On the Art of the No Drama [Princeton University Press, 1984]).

It was Zeami's work that attracted the government's patronage of the art form.  Zeami later fell out of favor with the government and was banished to Sado Island.  Four main Noh troupes were subsequently established, receiving sponsorship from shrines and temples.

During the Tokugawa Period (1603-1867), the shogunate, the administration of the supreme military commander (shogun) of feudal Japan, made Noh its official ceremonial art and issued regulations for its governance.  Noh thus became increasingly standardized, with an emphasis on tradition rather than innovation.  A fifth troupe was added during this time, making five main Noh troupes which survive and perform till this day.

Noh theater is structured around song and dance.  The movement is slow and stately, the language is poetic (and spoken in a highly stylized form of 14th-century lyric Japanese that few modern spectators can understand), and it’s sung in a monotone.  

The name ‘Noh’ means ‘skill,’ ‘talent,’ or ‘to accomplish something.’  Zeami used the term ‘elegant imitation.’  When executed with excellence, the result is the experience of yugen, or ‘supreme beauty.’  This is the ultimate goal of the Noh performer. 

The rich, elaborate, and heavy costumes consist of multiple layers and textures that create an effect of resplendent elegance but also a bulky, massive figure.  Expressiveness is enhanced by props, most notably a folding fan.  Closed, partly closed, or open, the fan may represent any object as suggested by its shape and handling, for example a dagger or a lantern.

Plots are usually drawn from legend, history, literature (primarily Japanese or Chinese classical poetry and Zen Buddhist verses), and contemporary events of the era.  Themes often relate to dreams, supernatural worlds, ghosts, and spirits.

Noh plots are essentially dance-dramas, not concerned with dramatic action.  The plays seek to explore the essence of a situation or emotion in lyrical form.  All Noh plays reach fulfillment in dance.

Noh is performed on a square stage with a roof which is supported at its four corners by pillars.  The stage, made of planks, is hollow and resounds like a drum which the actors can use for sound effects.  All sides of the stage are open except for the back which consists of a wall with a painted image of a pine tree; in addition to no walls, there’s also no curtain to separate the audience from the performance space.  (All Noh stages are virtually identical.  Even the dimensions are standardized.) 

A bridgeway (hashigakari) runs at an oblique angle off the rear left corner (i.e., “up right” in western theater jargon) of the stage (to a small structure that serves as the “wings” of a western theater) for performers to enter and exit.  Noh used to be typically staged outdoors, but modern indoor theaters have also now become a common venue.

All performers in Noh are traditionally male (though that tradition is being successfully challenged more and more).  The roles are traditional and codified:

•   shite – the leading player.  Depending on the play, the shite (pronounced shi-TAY) may act as a holy old man, a deity, a demon, a spirit, or a living man or woman.  His movements express various moods.  (The shite is the only performer who wears a mask.)

   waki – the supporting actor.  The waki plays roles such as a priest, monk, or samurai.  In contrast to the shite, the waki always portrays living people.

   jiutai – the chorus.  The chorus of eight to ten people, including the chorus leader, sits stage left (i.e., the right of the stage from the perspective of the spectator) and assists the shite in the narration of the story.  (Unlike the chorus of a Greek classic play, the jiutai doesn’t enter the action on stage.)

   hayashi – the orchestra.  Four musicians provide accompaniment for the performance with a flute (fue), shoulder drum (kotsuzumi), hip drum (otsuzumi) and stick drum (taiko).  They sit upstage, at the rear of the platform.

   koken – stage attendants.  Dressed in black (to indicate they are unseen), the stage attendants are not part of the play but assist the performers in various ways, such as handing them props or adjusting their costumes.

The cast of a Noh play is a minimum of two (the shite and the waki), which is the usual, to up to six, plus the chorus and musicians. 

The roles each actor may play are rigidly conventional, unlike in western theater.  A waki one night can’t play a shite’s part the next, and a shite wouldn’t play a waki’s role in another production.  Training starts at around age three and it takes decades for a Noh actor to move up the ranks.

A Noh play generally runs around 60-90 minutes, some divided into two acts, and a Kyogen play lasts for around 15-30 minutes.  Traditionally, a Noh program includes three to five plays, one from each of several different categories of styles.  

Each play is separated from the next by a Kyogen, usually a comic version or parody of the main Noh play, making a total performance of between 3:45 and 10:00 hours (though probably more like 4-5 hours; spectators would come and go and bring food and drink).  Modern Noh performances, with fewer plays, are considerably shorter.

The lines of the play preceding the climactic dance establish the circumstances which motivate it.  The jiutai sings the narration of the shite’s dance-story; the hayashi furnishes a musical setting and establishes the timing of the shite’s gestures.  The dancer’s every movement of his hands and feet follows set rules.

Each gesture, each pose, each movement, each vocal inflection, each musical sequence has a specific meaning.  (These codified performance techniques, passed on from generation to generation, are called kata.)  The actors and musicians must learn these and execute them precisely, and devoted Noh fans understand them as if they were speech.

One key element of Noh are the masks which the shite wears.  They tell the audience what kind of character is being portrayed.  Some masks are general characters who may appear in many plays, while others are specific and are used in only one or two plays.  Frequently used masks represent demons and spirits, as well as women and men of various ages.  

The masks, which cover only the actor’s face, are carved from blocks of Japanese cypress.  Their three-dimensional properties allow skilled actors to evince a variety of expressions with changes in head orientation.  Some Noh masks, for example, are so carefully designed that the face smiles cheerfully when the actor looks up and takes on a dark, melancholy expression when the actor looks down. 

The masks are as codified as the actor’s kata.  The traditional mask-maker (unlike the ones in the article that follows), who’s an artist as well as a craftsman, can make only the subtlest modifications to the face, but master mask-makers have more leeway to do so than an apprentice.  Like the actors and the musicians, mask-makers have their traditions that are passed on to the next generations.

                     

Pat Byrnes, New Yorker 29 Oct. 2001 

 “A NEW FACE”
by Hannah Kirshner

[Below is Kirshner’s New York Times report on the recent development in Noh mask-making (T Magazine 26 March 2023).  It’s also available online as “MAKING IT: The Female Artisans Honoring, and Reinventing, Japanese Noh Masks” (The Female Artisans Honoring, and Reinventing, Japanese Noh Masks - The New York Times (nytimes.com)).  There are several nice photo illustrations by Bon Duke, which I didn’t reproduce for ROT.]

Both honoring and departing from the tradition of Japanese Noh masks making, women are expanding its possibilities.

One of the world’s oldest surviving theatrical arts, Japanese Noh grew out of various forms of popular entertainment at temples, shrines and festivals, including seasonal rites offered by villagers giving thanks for a bountiful harvest. During the Muromachi period (1336-1573), those varied productions were codified into an elaborately contrived entertainment for military leaders, some of whom, like the 16th-century warlord Toyotomi Hideyoshi, also acted in Noh. Presented using minimal props on a stage comprising a roof, four pillars and a bridge way, the plays dramatize myths and tales from traditional Japanese literature with monologues, sparse bamboo flute melodies, periodic percussion and tonal chanting. Often, supernatural beings take human form. The pace can be almost hypnotically slow, with the colors and elaborate embroidery of the actors’ costumes indicating their characters’ age and status.

But perhaps the most distinguishing feature of Noh is the carved masks worn by performers. Of the hundreds of masks produced during the Muromachi period, about 40 to 50 form the archetypes for the masks made today, says the historian Eric Rath, who specializes in premodern Japan; many represent different characters, depending on the play. Master mask carvers have long been celebrated for their ability to create a static face that seems to come alive, its expression changing with the angle of the performer’s head and the way the light hits its features. While many Japanese people today have never seen a live Noh performance, the white visage and red lips of a Ko-omote mask (one of a few denoting a young woman) or the bulging golden eyes of the horned Hannya (one of the most famous of the demon masks, representing a wrathful, jealous woman) are both intrinsic to Japan’s visual culture.

Before World War II, only men were allowed to perform Noh professionally; now, some women play leading roles. But until recently, mask making, in which blocks of hinoki cypress carved in high relief are hollowed out, then primed with a white mixture of crushed oyster shells and animal glue -- with mineral pigment for lips and cheeks, and gold powder or copper to give the teeth and eyes of masks depicting supernatural beings an otherworldly glow -- was a craft largely handed down from father to son.

That’s changed somewhat in the years since the Kyoto-based Mitsue Nakamura, 76, started learning the craft in the 1980s. When she began, she knew of only one other woman in the field, but this year, all four of her current apprentices, some of whom study for as long as 10 years, are female. Some adhere to the traditional archetypes and techniques, while others radically reinterpret them.

For purists, Nakamura says, a true Noh mask is never entirely decorative: It has to be used onstage, and its maker must hew precisely to a narrow set of centuries-old parameters. Today, Nakamura says, actors prize masks that are antiques or appear to be. Her pieces, each of which takes about a month to complete, often look older than they are thanks to the shadows she smudges into the contours of the face, or a weathering she achieves by scratching the paint with bamboo.

In 2018, the Kanagawa-based playwright and screenwriter Lilico Aso, 48, came to see Nakamura’s process firsthand because she was interested in developing a character who was a Noh mask carver; instead, she became a mask carver herself, drawn, she says, to the idea of being “both a craftsman and an artist.” She’s been studying with Nakamura ever since and, last fall, in a show titled “Noh Mask Maker Mitsue Nakamura and Her Four Disciples” at Tokyo’s Tanaka Yaesu gallery, she exhibited a series of four masks called “Time Capsule” inspired by celebrities and fictional characters. Rihanna became an earth goddess with pearlescent blue lips and eye shadow. Ariana Grande morphed into the moon princess Kaguya, who, in an ancient tale, rejects all her mortal suitors and returns to her lunar home; in Aso’s rendering, she has the high, soft eyebrows of a Noh beauty.

For some female Noh artisans, subtle changes to traditional forms emerge from a deep personal connection. Keiko Udaka, 43, who also works in Kyoto, grew up steeped in Noh, with a father who was both a performer and a mask maker. She began studying with him when she was a teenager; in 2021, after he died, she took over an unfinished Noh play he was working on, commissioned by a town in Ehime prefecture, on the island of Shikoku. While one of her brothers completed the script, Udaka created a mask for the main character, a folk hero who starved to death while cultivating barley for future generations, imbuing it with the features of their late father. Such homages aren’t an uncommon practice among Noh artisans, and the allure is obvious: As Udaka says, a painstakingly crafted carving is more indelible than a photo. “Memories can be recorded too easily in many places now,” she says, “and they don’t remain in our minds.”

While Udaka’s departures from tradition are subtle, those of the Tokyo-based Shuko Nakamura (no relation to the Kyoto mask maker), 34, are unignorable. Inspired by Noh history, folklore and her own imagination, she makes masks out of modeling clay and paper rather than wood. One mask depicts an old woman, a crown of blue-black crows circling above her forlorn face, alluding to the ubasute story -- which appears in both folk tales and Noh -- of an elderly family member abandoned in the forest. With deep smile lines, a long horsehair beard and bushy pompom eyebrows, another mask honors the form of Okina, a spirit who appears as an old man. A gnarled pine tree sprouts from the mask’s head in place of hair; at the roots nestle a pair of turtles. The conifers and reptiles, she says, are references to the characteristic illustrations on the fan Okina holds when he dances.

[Ubasute (‘abandoning an old woman’) is a mythical practice whereby an infirm or elderly relative is carried to some remote, desolate place, and left there to die.  It appears to be the subject of legend and doesn’t seem ever to have been a common custom.]

Out of respect for the ancient art, Shuko Nakamura refers to her creations as “creative masks” rather than Noh masks, but the tribute is clear. And even a traditional mask maker like Mitsue Nakamura sees the place for works that expand the boundaries of Noh’s conservative culture. “Of course, the best masks are those used onstage,” she says, “but I think we should also make Noh masks that can stand on their own.”

[A little more than a dozen years ago, I published a post on Rick On Theater on “The Magic of Masks” (17 September 2011; Rick On Theater: The Magic of Masks).  I looked at masking in a number of different circumstances, including various performance forms—Noh theater among them—and from several different perspectives.

[The interested ROTter might want to have a look at this post (which also touches on puppetry, an allied art form, in passing).  If anyone wants further information on masks and masking, the afterword of “The Magic of Masks” is a list of the people whom I referenced in the post and some of the sources I consulted. 

[(A few words of caution: the mask post, and therefore the list, is 12 years old.  Some of the life-dates included in the list of names are out of date and the person named has since died.  Some of the sources, too, are old and may no longer be readily available.)

[Hannah Kirshner is a writer, artist, and food stylist.  Her reporting has appeared in publications including the New York Times and Food & Wine, among others, and on the Proof podcast from America’s Test Kitchen.  She’s the author and illustrator of Water, Wood, and Wild Things: Learning Craft and Cultivation in a Japanese Mountain Town (Viking, 2021).  

[Kirshner’s the winner of an International Gourmand “Best In The World” award for writing on Japan.  She grew up on a small farm outside Seattle, studied painting at the Rhode Island School of Design, and now divides her time between Brooklyn and rural Ishikawa, Japan.]


04 September 2021

'Punch!' (Shaliko Company, 1987)


[I’ve written about a number of performances directed by Leonardo Shapiro, founder and artistic director of New York City’s Shaliko Company, since I started Rick On Theater—too many now to enumerate here.  I knew Leo for just about a decade before his death at just over 51—though our relationship was mostly professional.  

[I ended up publishing a profile of Leo and his company in TDR in 1993 (“Shapiro and Shaliko: Techniques of Testimony”), in preparation for which I shadowed him for a couple of months and interviewed him six times (plus two other times before that and one more afterwards).

[In 1987, Leo and Shaliko staged a very adult version of an original Punch-and-Judy puppet play.  It was only the second Shaliko production I saw, coming less than a year after I first met the director.  That happened at the 1986 Theatre of Nations international theater festival in Baltimore.  Leo had brought his production of The Yellow House, a play drawn from the letters of artist Vincent van Gogh, and I was covering the festival for Directors Notes, a stage directors’ newsletter, and TDR.  Leo was one of the artists I interviewed for the articles.

[I had loved Yellow House and began following Shaliko’s work.  Punch! was the company’s next show.  I was still impressed with Leo’s directing and the techniques of Shaliko.  I took a year’s teaching job in upstate New York after that, but as soon as I got back to the city in 1990, I contacted Leo.  He was just starting work on what he hoped would be his definitive production of Strangers, which had only been workshopped up to then, and he asked me to be his dramaturg; I said yes, of course. 

[That project aborted because Leo couldn’t find the funding, but I helped him in a minor capacity on his anti-Gulf War protest piece, Collateral Damage: The Private Life of the New World Order (Meditations on the Wars).  That project, staged at La MaMa in June 1991, featured a number of well-known downtown artists, both writers and performers, as contributors—plus Vanessa Redgrave. 

[Then Richard Schechner, the editor of TDR, who’d been one of my teachers at NYU’s Department of Performance Studies, called me and asked me to write the profile of Leo and Shaliko.  Leo, it seems, had recommended me and since I’d written for Richard and TDR before—most recently that 1986 TON report—Richard agreed. 

[I hung around Leo in the Shaliko office, at his classes for the Trinity/La MaMa Performing Arts Program he ran for Hartford, Connecticut’s Trinity College, and at rehearsals for two shows, the third mounting of Mark Rozovsky’s Kafka: Father and Son and the première of Karen Malpede’s Blue Heaven (which was retitled Going to Iraq after that production).

[Soon after the TDR article came out, Leo retired from New York theater and moved to New Mexico, where he’d spent 1969-71 doing guerilla theater, in 1993.  He wrote and then collaborated with a young Albuquerque company to produce Anton Chekhov’s The Seagull, a play that meant a great deal to him both personally and artistically. 

[In July 1993, Leo was diagnosed with inoperable bladder cancer.  The Seagull premièred in Albuquerque in September 1996 and then traveled to Baltimore, where Shaliko first performed 23 years earlier, in November.  Leo couldn’t come east with his young cast; he was too ill, but he kept in contact with them by fax and e-mail.

[Leo Shapiro died on 22 January 1997, two weeks after his 51st birthday, at the home he built with his son, Spartacus, in Vallecito, New Mexico—up in the Sangre de Christo Mountains, sacred to the Taos Pueblo Indians whom he’d come to admire a quarter of a century earlier. 

[A memorial service was held at the La MaMa Annex on 1 April; I was invited to give the précis of Leo’s career.  Judy Dworin, chair of the Dance and Theater Department of Trinity College when Leo ran the Trinity/La MaMa Program (1986-92), established the Leo Shapiro Memorial Fund at the college.]

PUNCH!
The Shaliko Company (New York)
La MaMa E.T.C.
2-31 May 1987 

Political statements were in The Shaliko Company’s stars in 1987.  So were performances in mask.  Concurrent with Mystery History Bouffe Goof (see “Speaking Truth To Power” on Rick On Theater, posted on 17 August 2018), Leonardo Shapiro’s experimental theater company, based in New York City’s East Village, was mounting Punch!, adapted from an anonymous 1827 Punch-and-Judy puppet play. 

(John Payne Collier [1789-1883] published the text of a Punch-and-Judy show from 1827, illustrated by George Cruikshank [1792-1878] and transcribed largely from the performance of an Italian punchman called Giovanni Piccini [1745-1835; his first name was anglicized to George when he came to London in 1779].  It’s the earliest known script of a Punch-and-Judy puppet play in English.)

Created in rehearsal by production director Shapiro (1946-97) in collaboration with choreographer Nina Martin and actors Elena Nicholas (the professional name of Elena Prischepenko), Cristobal Carambo, and Michael Preston, the performance was “a physical theater piece created as an investigation of violence and escapism.”  

In Shapiro’s production, the play opened with ”The Star Spangled Banner” playing before the show (and the violence) starts.  Sometimes, a spectator stood for the anthem.

To demonstrate the theme “deconstruct[ing] the romance of violence, to make murder seem ugly and hard and not at all fun,” the Punch! company passed out realistic-looking toy pistols before the show’s opening.  The spectators accepted the guns “gleefully” (as one of the Edinburgh reviewers characterized it).  Once armed, these grown-ups delighted in shooting indiscriminately at one another. 

Shapiro described this sequence in an interview:

So, Michael [Preston] would change the cowboy-and-Indian play [in the original version] to “Kill the Niggers,” and he would get his whole half of the audience shouting “Kill the nigger” while they were shooting at Punch in the other half.  And one time in Scotland, we had this group of white South Africans that really got into it.  It was very disturbing.  I mean, there were times when we were unleashing forces that were a little beyond what we were able deal with. 

Revealed behind a screen made of current newspaper clippings of stories of violence and mayhem (at Edinburgh, Shapiro used coverage of the Hungerford massacre, which occurred about two weeks prior to the Punch! performances), the set, representing contemporary urban locales, was a human-sized puppet theater designed by Shapiro and painted in primary colors by Goro Fujii, a Japanese artist, installationist, and costume and set designer, and the actors wore brightly colored Commedia-like half-masks.  (Costumes for Punch! were designed by Debra Tennenbaum.)

(The Hungerford massacre was a series of random shootings in Hungerford, Berkshire, in England on 19 August 1987, when Michael Robert Ryan, an unemployed part-time antique dealer and handyman, fatally shot 16 people, including his own mother, and wounding 15 others, before committing suicide.  The shootings remain one of the worst firearms atrocities in UK history.)

The scenario of Shaliko’s adaptation of the Punch-and-Judy script, which ran a half an hour in performance (contrary to a remark by Shapiro quoted below, which was actually made when the production was still in development), was traditional: in a series of short scenes, Punch throws his baby out the window, beats Judy to death, does the same to other characters, assaults a policeman, tricks the executioner into hanging himself, and finally defeats the devil (who turns out to be a nuclear bomb).

The cast was made up of the three actors who switch characters (which include Punch, Judy, Scaramouch, and Polly, among other recognizable figures) randomly from scene to scene.  Lawrence R. Harris of Stages labeled the production “a pint-size theatre of cruelty,” citing “the high-pitched voices, the cartoon like [sic] sets, the loud costumes, the repetitive dialogue, and the exaggerated violence.”

The violence wasn’t cartoon-like or dance-like, but “sickeningly” realistic.  It was, though, accompanied by circus music from a calliope.  (The music was designed by Phil Benson with help from Michael Sansonia and Daniel Schreier, who also created the soundscape.) 

Harris described the wife-beating scenes as leaving Judy “moaning on the floor spitting blood and possibly teeth.”  In The Nation, Thomas M. Disch reported it as “an assault presented at great length and with all the veristic detail that Nina Martin’s fight choreography could bring to bear.”

The scenes were often reenacted, sometimes multiple times.  The one in which Punch beats his wife to death was first performed by Punch as a puppeteer using two dolls—with the identical dialogue as the later version. 

In the puppet shows within the performance, as the puppet-theater picture frame descended, Carambo as Punch picked up the Punch and Judy dolls to perform the episode when he “dropped [the baby] out at window.”  The doll Punch was GI Joe in a sleeveless olive-drab ‘T’ and fatigue pants and Judy was Barbie with Farrah Fawcett tresses and a pink mini.

After each scene was presented, Shapiro had the actors stand staring coldly at the audience from behind their Commedia half-masks as if silently indicting us for some terrible crime—the crime of complicity by our silence and inaction about the violence. 

Finally, Punch broke into a demonic giggle and the play continued with the next scene.

Masks, which the director included on a list of artistic and personal influences he typed up for me in 1992, had been an interest of Shapiro’s from very early—not least, to be sure, because of the Zuni shalakos, the Native American gods and their ceremonial representations (see “‘May You Be Blessed With Light’: The Zuni Shalako Rite,” 22 October 2010; I also have a post on “The Magic of Masks,” 17 September 2011). 

Masked performance was part of the theatrical philosophies of many of Shapiro’s influences such as Vsevolod Meyerhold (1874-1940), Vladimir Mayakovsky (1893-1930), William Butler Yeats (1865-1939), John Arden (1930-2012), Bertolt Brecht (1898-1956), and, of course, Peter Schumann (b. 1934) and the Bread and Puppet Theater.  Furthermore, one of Shapiro’s earliest training influences, Carlo Mazzone-Clementi (1920-2000), was a mask expert as well as a teacher and director of Commedia dell’Arte. 

Aside from the transformative nature of masks, to which both anthropologists and theater people testify, masks and puppets remove performance from the realm of the ordinary and raise it to the level of myth and ritual.  Masks remind us, theater critic Edwin Wilson asserts, “that we are in a theater, that the act going on before our eyes is not real in a literal sense, but is rather a symbolic or an artistic presentation.”  

Then there are the Brechtian aspects of masks—that they distance the actor from the character and the spectator from the actor—and their inherent magic, a subject that had fascinated Shapiro from his childhood.  (Frequent readers of ROT will recall that Brecht was one of Shapiro’s two principal inspirations; the other was Jerzy Grotowski.) 

Aside from the almost mystical effects masks are said to have on the wearer, a phenomenon to which many maskers such as Nobel laureate Dario Fo (1926-2016) have attested, there’s the very magical fact that masks are dead things, inanimate objects that take on the appearance of life.  Furthermore, as Fo affirmed, masks require actors to tell the truth, one of Shapiro’s most fiercely-followed principles.  Fo, whom Shapiro had consulted for Punch!—and whom he even asked to play the title role—explained:

Because the mask cancels the prime element—the face, with all the expressions we formulate and employ with such ease—used to give expression to any form of mystification.  When the face is removed from the equation, people are compelled to speak in a language free of formulas and of fixed stereotypes—in the language of the hands, of the arms and of the fingers.  No one is accustomed to lying with their body.  We never bother to check the gestures we make while speaking.

All these attributes of masked acting were certainly important to Shapiro, but possibly as important was the fact that from the audience’s standpoint, as philosopher and media theorist Marshall McLuhan (1911-80) writes, “The mask is not so much pictorial as participatory.”  A former professor of religion and culture, Ronald L. Grimes (b. 1943) observes that “audiences may, in fact, be the real animator of masks and maskers.” 

As in puppetry, a closely allied art, we see that the audience must imbue the mask with life in order for there to be a show.  Psychoanalyst Eric Neutzel (b. 1950) maintains, “The audience projects something onto the object,” which, he declares, “doesn’t exist alone.”  “The audience is complicit,” responded master puppeteer Roman Paska (b. 1951), and Sears A. Eldredge (b. 1936), a writer on masks, explains, “The audience’s imaginations must be engaged to complete the transformation” from inanimate object to living character.  In Shapiro’s practice of making theater with the audience, not just for it, requiring the spectators themselves thus to vivify the performance doubtlessly attracted him. 

Other attributes of masks that align with Shapiro’s artistic interests include the fact that masks are works of visual art incorporated into the art of theater, an implication of the director’s efforts to amalgamate many arts into his performances, and the freedom masks allow for actors to engage in “testimony” (see “Acting: Testimony & Role vs. Character,” 25 September 2013; https://rickontheater.blogspot.com/2013/09/acting-testimony-role-vs-character.html) while the masks provide the necessary character expression. 

If masks immediately communicate character information to the audience, as J. L. Styan (1923-2002), an English writer on literature and theater, posits, actors are freer to express their own ideas or comment on the characters’ actions in the way that Shapiro—and Brecht—wanted: to speak to the audience directly “about what matters to them both in that moment” (emphasis original).  This phenomenon functions along the lines of what playwright, actor, teacher, and theater writer Michael Kirby (1931-97) calls “nonmatrixed representation” where the mask “represents something or someone” while the performer does not act or actively depict a character. 

In Punch!, for instance, with the actor’s Commedia half-mask and costume identifying Punch by an iconography familiar to Western audiences for over two centuries, Cristobal Carambo didn’t have to develop the character for the audience.  They already knew what to expect, so the actor could focus on making the statements he and the director wanted to make through the play—that is, play his “role” (see the second part of the above-referenced “Acting: Testimony & Role vs. Character”)—without losing the duality Shapiro aimed for and which masks provide.

Except for a few interpolations (“Shoot the nigger!”—Carambo is Afro-Cuban—and “You look all right.  Here’s another!”—the latter an alleged quotation of Bernhard Goetz, the so-called Subway Vigilante who shot four black youths he thought were about to attack him on a New York City subway less than three years before Punch! was produced), the text of Punch! was taken verbatim from the pre-Victorian puppet play that delighted children for generations.  

Shaliko’s Punch!, however, was no children’s amusement.  As premièred at La MaMa Experimental Theatre Club, where I saw it, from 2-31 May 1987 (and later presented at the Edinburgh Theatre Festival, in August, and the Tron Theatre, Glasgow, Scotland, in September), it was loud and aggressive, assaulting the audience’s senses and, sometimes, their sensibilities (but never their persons). 

According to cast member Michael Preston, who later toured as one of the Flying Karamazov Brothers from 1991 until 2000, the production was “relentless on our bodies”: “There was no let-up,” he said, and recounted that he’d injured his knee and that the repeated sharp gunshots had damaged Carambo’s hearing.  

Co-developer Nina Martin recounted that Shapiro had taken the cast and staff to Madison Square Garden “to witness professional wrestling” as preparation for the work. 

The Nation reviewer observed that “Elena Nichols as Judy is put through more onstage punishment than anyone since the Marine prisoners in The Brig back in 1963.”  Preston and Carambo “are also knocked about, slammed to the floor and put through a wide variety of wringers.”

A telling reaction was that of Marilyn Zalkan, whose introduction to Shaliko’s work had been Punch! months before she became a student in Shapiro’s Trinity/La MaMa Performing Arts Program and about a year before she became Shaliko’s administrator.  

A music student with no experience in any kind of theater, much less the bold, physical, political work of an avant-garde company like Shaliko, Zalkan at first hated the show.  “It was just really shocking and scary,” she confessed, “and I was afraid that everyone was going to come up and talk to me—you know, the actors; the whole audience-participation thing scared me.” 

Then, after pondering the experience and learning something of the theatrical world out of which Shaliko and Shapiro arose, she revised her opinion:  “Months later, I sort of decided it was the best thing that I had ever seen.  I had never seen anything like it.”

In part, Zalkan was expressing what Susanne Langer (1895-1985), the art philosopher, means when she defines “beauty” as “expressive form,” by which she maintains that it affects its audience in some way.  “Beautiful works may contain elements that, taken in isolation, are hideous,” she writes. 

This interpretation, which may owe something to Heraclitus’ view that there is beauty in a random collection of unrelated elements, can be seen as an application of Aristotle’s explanation that we get pleasure in drama even from seeing things we would regard with disgust if encountered in reality because we learn from them, and learning gives us pleasure.  

Upon seeing Punch!, Zalkan experienced a revelation:

That’s the first time that I really realized what theater’s supposed to do to an audience.  It’s supposed to convey some kind of idea and shock . . . .  I don’t know whether it’s shock value so much, but it’s supposed to really make people aware of something and create some kind of reaction.

Furthermore, Langer admonishes us that we may not recognize as good a work of art that puts us off until “we have grasped its expressiveness.”  One friend of artist Vincent van Gogh (1853-90), for instance, admitted that at first the painter’s art “was so totally different from what I had imagined it would be . . . so rough and unkempt, so harsh and unfinished, that . . . I was unable to think it good or beautiful” (ellipses original), and Zalkan’s bifurcated response to Punch! indicates that recognition may come sometime after seeing the work, something for which Punch!’s critics may not have allowed.

Punch! was panned by the Village Voice and ignored by the New York Times (and all other New York City dailies), but got 22 “raves” elsewhere in the U.S. and Scotland.  Shapiro openly acknowledged that Punch! was “not likeable” and, describing it as the company’s “nastiest, ugliest” play, understood that some spectators wouldn’t appreciate it.  But, the director insisted, “That is beside the point.”  According to Langer, whom Shapiro read and occasionally quoted, works like Shaliko’s Punch!, among others, draw their strength from those elements which makes them “alive and therefore beautiful.” 

Punch!, for all its violence, obscene language, and confrontational tone, was just as powerful and moving as, say, The Yellow House (1986; see my post on 9 February 2018), a piece about van Gogh and Shaliko’s most aesthetically attractive production.  “Beauty is not identical with the normal,” writes Langer in words that might easily have described Punch!, “and certainly not with charm and sense appeal.”

Zalkan, who admitted to having actually been scared when she saw this play, put it very succinctly: “I think about Punch!, and Punch! is like real.  Punch! is about what life is about.”

It is noteworthy that McLuhan calls “good taste” “the first refuge of the noncreative . . . , the anesthetic of the public . . . , the most obvious resource of the insecure” and notes, “It leaves out direct awareness of forms and situations.”  Richard Kostelanetz (b. 1940) also submits in his 1968 book, The Theatre of Mixed Means, that “a truly original, truly awakening piece of art will not, at first, be accepted as beautiful” and supporters of Shaliko contended that most critics and the site reporters from the National Endowment of the Arts did not apprehend this.

By extending the Commedia and puppetry of the original into television situation comedies and popular films, Shaliko’s Punch! exploited the “images of violence [that] become part of our imagination” by making the audiences reflect on the use of violence as escapist entertainment.  One of Shaliko’s recurring themes was the deconstruction of the romanticization of violence—which in popular entertainment is shown to have no real consequences and can even be seen as funny.

Shapiro saw violence—domestic, racial, sexual, class—as a ubiquitous presence in American life, from popular movies and television programs including Batman, shoot-’em-up Westerns, and police shows, where it’s used for escapism and entertainment, to military operations like the U.S. invasions of Grenada in 1983 and Panama in 1989, and the 1990-91 war against Iraq, where it had political, territorial, and commercial ends.  In an essay he wrote shortly after the Persian Gulf war, he states:

Twenty years ago, we stopped the Vietnam War by mobilizing America’s sensitivities against the stupid and futile waste of life.  In the last two years, we have, ourselves, murdered as many Americans on the streets and in our homes with handguns as were killed in Vietnam.  Our society has become a blind juggernaut (“a pitiful giant”) compulsively acting out oppression and abuse we refuse to acknowledge.  Instead of creating vital cultural forums to deal with our tsouris—the forums that created Euripides, the Kabuki, and Ibsen—we hide our pain under the puerile displays of violence [and] arrested sexuality of Terminator II or Thelma and Louise.

(Tsouris, more commonly spelled tsuris, is Yiddish for ‘troubles,’ ‘suffering,’ or ‘problems.’)

This is close to the sentiment expressed by poet and artist William Blake (1757-1827) in “On Virgil” (1822) when he observes that “a Warlike State never can produce Art.  It will Rob & Plunder & accumulate into one place, & Translate & Copy & Buy & Sell & Criticize, but not Make.”  (Blake was on Shapiro’s list of influences.  I discuss Blake’s use of words and images together in his art in the section on him in “Words with Pictures / Pictures with Words,” 16 September 2014.)

Of Punch!, Shapiro explained: “I was trying to subvert the easy identification with the hero that makes the other characters less real—which is . . . basically a revenge fantasy.” It’s, in part, another vision Shapiro shared with Blake, who saw both war and the execution of criminals as societally-sanctioned forms of murder. 

There’s more than a hint here, too, of Shapiro’s Situationist influence (see “Guy Debord & The Situationists,” 3 February 2012): the drive to prevent the audience from allowing an active hero, a Rambo or a Batman, or Thelma and Louise—or even a Hamlet or a Nora Helmer for that matter—to do their living for them. 

Furthermore, Shapiro said when he was planning the show, “It’s about . . . the way that we identify with violence and why it is that somebody can beat seven people to death in an hour and everybody thinks it’s a scream.”  This phenomenon’s a result, he thought, of the remoteness of theater, which he saw as the original art form, from film and television, which are “copies.”  The farther the copy gets from the original, the more cartoon-like and outrageous the action is, the less consequential it seems to the spectator. 

Audiences have become inured to violence because it’s become “dehumanized,” as illustrated by Michael Preston’s report that his film-oriented friends, looking for experiences “up on a screen that really didn’t touch them,” were uneasy with Shaliko productions because “[t]hey don’t like the hotness” of the encounter. 

Langer speaks of the “degrees of intensity” of the artwork, which directly corresponds to what both playwright Karen Malpede, who had worked with Shapiro on several projects, and Preston said was so disturbing in Shaliko’s work to some spectators, and we shall see that Shapiro referred to this aspect of the content as “depth of intention.” 

Theater, because it’s a more intimate experience, is more emotionally demanding and intellectually rigorous, but it has gotten out of the reach of most audiences not just financially, but psychologically because of its demands in contrast to the electronic media. 

“[T]his seems to be a self-perpetuating cycle so that audiences are less and less able to deal with any kind of emotional complexity, relational content, in fact with any of the great themes and subjects of art and literature,” Shapiro lamented; “instead [popular entertainment] focuses more and more narrowly on pseudo-paedomorphic revenge fantasies, with infinite and infinitesimal masturbatory variations.”  

In the director’s opinion, this desensitization and alienation is no accident; the makers of films and television programs know that their product is addictive and, just as the manufacturers of cigarettes manipulate the nicotine content, the Hollywood establishment manipulates the disconnect between action and its consequences. 

The effect of this is that spectators are no longer able to see themselves as “among [the] many real characters dealing with real communal problems.”  Unhappily, Shapiro had little hope that new audiences would have “the sophistication or tools to deal with” the manipulation: young people, he feared, “are less armed against it every year.”

But it was not only Rambo images with which Shapiro contended in Punch!.  Among other violent acts, Punch threw his baby out his apartment window, a vivid, grotesque evocation of the sacrifice of children which Shapiro saw as universal in our society and emblematic of much that is wrong with it. 

The director saw that this was a theme he had pursued since the start of Shaliko (1972), but it is, in reality, a theme that harks all the way back to “Song in the Blood,” the Jacques Prévert poem the Appleseed Circus dramatized at Los Alamos, New Mexico, in 1970, and even to 1967’s Brother, You’re Next, in which the young draftee is encouraged by his father to go off to fight in Vietnam so the father will not “lose my position in the community” (see “Song in the Blood (Hiroshima/Los Alamos),” 5 August 2009, and “Brother, You’re Next,” 26 January 2010). 

The theme even appeared in the plays in which Shapiro participated while at Antioch College in Yellow Springs, Ohio, where he directed workshop productions of Jean Anouilh’s Medea (in which he also appeared as Creon) in November 1964 and The Drapes Come by Charles Dizenzo in May 1965.  (Medea’s murder of her children as punishment for their father, Jason, is well known; the latter play is an absurdist appraisal of the consequences of the alienating relationship of a mother and daughter.) 

With Shaliko, Shapiro evoked this theme in their very first production, Children of the Gods (1973), when Agamemnon sacrifices Iphigenia in order to get a favorable wind from the gods; and since the director saw that “issues about creativity and repression . . . often are symbolized as the sacrifice of children by parents,” it appeared in Brecht’s The Measures Taken (1974) when the Party sacrifices the Young Comrade on the altar of political necessity, and again in Ibsen’s Ghosts (1975; see “Staging Classic Plays: Traditional or Experimental?” 6 September 2014) when Mrs. Alving sacrifices Oswald to preserve the secrets that eventually destroy her. 

(After his production of Ghosts, Shapiro expressed particular interest in staging Ibsen’s Little Eyolf, a play in which the sacrifice of a child is at the very center.  Shapiro never had the opportunity to direct the play.) 

He evoked the theme, too, in Georg Büchner’s Woyzeck (1976; see “Woyzeck (The Shaliko Company, 1976),” 11 and 14 July 2020), The Arbor by Andrea Dunbar (1983), Mark Roszovsky’s Kafka: Father and Son (1985, 1990, 1992; see “Shaliko’s Kafka: Father and Son,” 5 and 8 November 2015), and The Yellow House.  Literally, as in Children; psychologically, as in Kafka; or metaphorically, as in The Yellow House, the killing of children had been a common thread in Shaliko’s work and would form the central theme of 1990’s Strangers (see “Shaliko’s Strangers,” 3 and 6 March 2014). 

It also formed a theme in Shapiro’s life, from the alienation he felt from his own father, who left Shapiro’s mother with insufficient income to care for Leo and his older brother, Gary, while living well himself, to his disillusionment with New York Shakespeare Festival (now The Public Theater) founder Joseph Papp (1921-91), a man he regarded as his surrogate father, when the producer fired him in 1977.  (Shapiro’s relationship with Papp is touched on in “The Misanthrope – The Musical,” 21 June 2021.)

There are clear echoes of his own background, too, in his admiration for such figures as van Gogh, artist David Wojnarowicz (1954-92), Beat poet Allen Ginsberg (1926-97), Vsevolod Meyerhold, Henrik Ibsen (1828-1906), and Tennessee Williams (1911-83), all of whom had difficult and even abusive relationships with their fathers that could be seen as resulting in loss-of-love issues. 

In 1988, largely because of Punch!, Shaliko lost its NEA Theater Program funding, followed by the loss or reduction of its grant from the New York State Council on the Arts (NYSCA) and most of its support from corporations, foundations, and private sources. 

As Shapiro put it, “[W]hat the NEA panelists so deeply objected to is that we choose not to make theater as entertaining fiction, or to develop the skills for doing that, but are pursuing this independent line of inquiry.”  He could have been referring directly to Punch! 

As Peter Brook (b. 1925), renowned British stage director, noted, Shapiro’s kind of theater, “where a living confrontation can take place,” generates a kind of “dangerous electricity” that governments, even in societies in which other forms of expression like the press and the cinema are free, instinctively fear.

Shapiro, however, saw the matter of form versus content in simpler terms:

The notion that Shaliko was de-funded for lack of “professionalism” or “quality” can only be sustained by the argument that “quality” is an attribute of packaging—like  the thick glossy paper in an expensive art magazine.  If, however, quality has to do with depth of intention, craft . . ., originality, accuracy, or imagination—in short, if quality has to do with the artistic function of telling the truth and the “qualities” necessary to communicate it, rather than with the intention to sell a product and the “quality” necessary to trick the consumer—then the quality of Shaliko’s work must be recognized.

It’s because he and his company were finding “new and effective formulations” to investigate issues of society, violence, race, and sex in ways that turned out to be “personal and viscerally felt” by his audiences, Shapiro believed, that “the ruling class” became scared and responded with censorship and suppression. 

Though Shapiro believed the rejection was based on “the content and (political) nature of the work,” associates felt it was mostly due to the site reporters’ misunderstanding of the principles of Shaliko work, misinterpreting intentionally rough theater stressing process over product—what Bonnie Marranca (b. 1947), co-founder and editor of PAJ: A Journal of Performance and Art, describes in her 1977 book, The Theatre of Images, as a “seams-showing quality of a work”—as ill-prepared and unprofessional. 

Richard Kostelanetz further observes that both critics and audiences are more willing to “acknowledge” familiar art than to consider something they don’t understand.  While Shaliko was operating under Langer’s precept of beauty, these critics, its supporters felt, were applying a more superficial criterion. 

Some suggestion that Shapiro and his supporters were at least in part correct may be gleaned from the contrast between the NEA evaluation of Shaliko’s work and the critical reception of Punch!, the show on which the Endowment had partly based its last decision.  The Nation’s Disch, for instance, described the production, clearly labeled a “work in progress” in the program, as “a remarkable spectacle that ranges from chucklesome to breathtaking, and from thought-provoking to off-putting” and predicted that it “has every chance of becoming a classic of the New Vaudeville.”  

On WBAI radio, a non-commercial, listener-supported radio station in New York City, Rick Harris pronounced himself “very impressed” with Shapiro and his company for a “very, very fine piece of work” which he declared “theatrically inventive.”  At the Edinburgh Festival in August 1987, The Scotsman reported that Shaliko and Punch!

connect the events of the old legend with unvarnished, day-to-day truths, but also reveal its deep roots in the subconscious and in popular culture. . . .  This is a harrowing brutal, sometimes gruesome piece, definitely not children’s entertainment, but always performed with awesome skill and always thoughtful and arresting.

After describing the production at Glasgow’s Tron Theatre in September as “most skilful [sic]” and the cast as “brilliant, acrobatic and paradoxically charming,” the Glasgow Herald warned, “You won’t—if you ever have done so—watch a Punch and Judy show again with amusement after experiencing this production by La MaMa ETC and the Shaliko Company from New York.” 

Indeed, despite minor cavils about the occasional lag in timing or energy, the reviewers of Punch! both in New York (save the Voice) and in Edinburgh and Glasgow seemed to understand exactly what they were seeing—they all noted that the presentation was still in development—appreciate its point, and remark universally on the professionalism, skill, and inventiveness of Shapiro’s troupe. 

(Robert Massa wrote in the Village Voice’s brief notice:

Only Goro Fujii’s inventive life-size puppet set and the sculptural sound design by Daniel Schreier make the production bearable.  Shapiro has taken the traditional Punch and Judy plot . . . and given it to three live actors who arbitrarily switch roles over and over and reenact these events countless times through over-cute dialogue . . ., in grating nasal voices at a pitch that splits eardrums, leaping off-stage to growl in our faces.

(It likely wouldn’t have made any difference to Massa’s estimation, but I’m bound to point out that the dialogue—the review-writer quoted some lines—was directly from the 1827 text transcribed by Collier and the “nasal” voice was an approximation of the traditional squawking puppet voice, created in part by a device called a swazzle or swatchel which made Punch sound as if he were talking through a kazoo.)

Furthermore, a response to a charge that Shaliko was stuck back in the 1960s can be found in Rick Harris’s anecdote about his step-daughter.  Thinking Punch! was a children’s play, he brought the ten-year-old girl with him.  After Shapiro cautioned him about the violence—the press release had bluntly warned that Punch! was not for children—Harris sent her out.  After the performance, he, his wife, and her daughter went to the subway at Sheridan Square where they encountered “an ugly, violent, bloody scene of confrontation.” 

Harris pointed out the irony of this coincidence—sparing his step-daughter theatrical violence only to witness it live in the station—but it also demonstrates that Shaliko’s Punch!, far from dealing with “left-over sixties” issues, was confronting immediate and actual societal problems which ordinary citizens experience every day. 

Peter Wynn of the Bergen County, New Jersey, Record, who found Punch! “dazzlingly performed,” reported: “I found myself very nearly sickened by the violence of the show.”  In the Voice, Massa observed: “Puppets can get away with a level of cruelty live actors shouldn’t attempt,” and felt that the play “was assaulting” the audience.

Several critics on both sides of the Atlantic reported that some spectators fled the theater after early scenes of violence, though Shapiro undoubtedly recognized this action as commensurate with his intent.  He reported, “We lost half of the audience some nights when Punch beat Judy.” 

As one Edinburgh reviewer observed, however, “Those who walked out during the performance were not only rejecting an excellent production, they were turning away from the cruel reality of this world.”

Is it possible that the critics were, ironically, less “monoliterate,” to use Richard Kostelanetz’s term for culturally, artistically, and especially theatrically “illiterate,” than were the site-reporters and evaluators of the National Endowment for the Arts? 

Or, perhaps, the Endowment officials really didn’t like what Shaliko was telling them about American society—or were just afraid to support it in the face of the right-wing onslaught of the culture-warriors Shapiro called “Helms and Co.” 

(“Helms and Co.” was a label Shapiro borrowed from philosophy teacher Paul Mattick, Jr., who used it in his 1990 essay “Arts and the State” in The Nation which Shapiro read and quoted.  

(Shapiro used it to refer to late North Carolina Senator Jesse Helms [1921-2008], former California Congressman Dana Rohrabacher [b. 1947], conservative columnist and commentator—and sometime presidential candidate—Patrick J. Buchanan [b. 1938], the American Family Association’s Reverend Donald Wildmon (b. 1938), Reverend Jerry Falwell [1933-2007] of the Liberty Foundation, Reverend Pat Robertson [b. 1930] of the Christian Coalition, and others who were campaigning against governmental arts support. 

(Mattick, at least by implication, also includes in this cabal the critics and writers who supported the efforts to curtail government arts support or on whom the activists drew for authority in their judgments and evaluations: conservative art critic Hilton Kramer [1928-2012], publisher of New Criterion and conservative political commentator Samuel Lipman [1934-94], then-New York Senator Alfonse D’Amato [b. 1937], former Illinois Congressman Philip M. Crane [1930-2014], columnist William Safire [1929-2009], and others, including organizations like Morality in Media [transformed into the National Center on Sexual Exploitation in 2015], a watchdog organization; the Heritage Foundation, a conservative think tank; and the John M. Olin Foundation [dissolved in 2005] which provided funding and sinecures.)

The loss of the NEA Theater Program funding after Punch! hurt Shaliko financially, of course, but it enraged Shapiro morally.  “Isn’t the function of the artist supposed to be to tell the truth?” he pleaded, echoing Congress’s very admonition to the nascent NEA.  “How can you blame him when he does?”

In part because of the funding loss, but for reasons of scheduling and space availability as well, neither The Yellow House nor Mystery History Bouffe Goof, Shaliko pieces that Shapiro felt were still works in progress, was remounted at La MaMa after the production of Punch! had returned from Scotland. 

(I was working with the director on Strangers, which had previously only been staged at the Pennsylvania artists’ residency establishment, the Yellow Springs Institute, as a work in development and in a workshop production at the Washington Square Church in New York City, but the production, planned for La MaMa, was cancelled because the funding couldn’t be raised.)

As a response to Shaliko’s defunding, Shapiro, published at least seven articles or interviews—some of them quite vehement—between April 1990 and January 1992 focusing, at least in part, on the NEA and the issue of arts funding and support.

In a letter to Robert Marx (b. 1950), a theater administrator who was serving as director of NEA Theater Program at the time of Shaliko’s defunding, Shapiro argued:

[Punch!] is a controversial, densely layered, difficult and hopefully liberating work of theatrical art.  It is exactly the kind of dangerous experimental, labor[-]intensive, non-commercial work that needs and deserves to be subsidized in order to preserve and advance the integrity of theater as an art form in America.

[If I may, I’d like to make one personal comment here. 

[In his review in The Nation, Thomas M. Disch made a final acknowledgment to one of the crew members of the Shaliko production of Punch!.  He wrote that “credit should also be given in a department usually taken for granted: the stage manager Dana Rappaport and his [sic] assistants deal with a profusion of props and cues at a tempo that keeps them hopping as fast as the actors.”

[Dana was a student of mine in middle school, some ten years or so before Punch! when I taught theater at a Brooklyn private school.  I hadn’t seen her or heard from her (Disch got her gender wrong) since that time—until I saw her name in the program the night I saw the show at La MaMa.  I stuck around a few minutes after the performance ended and I reintroduced myself to Dana and said hello. 

[I guess we caught up a little—she was still on the job, of course—but it didn’t lead to anything more.  I didn’t see her again and I have no idea what she went on to.  Such is life!]


17 September 2011

The Magic of Masks


Most people know that the mask is the symbol for theater in the West, based on a stylized representation of the masks of the ancient Greek stage. The logos of both the Screen Actors Guild and Actors’ Equity Association feature masks, and even though masked actors are rare on Western stages today, no image evokes theater as distinctly as the masks of comedy and tragedy. Greek and Roman theater were masked forms, of course, as was the Italian popular Commedia dell’Arte, and there are still many performance styles around the globe that use masks such as Japanese Noh, Wayang Topeng in Indonesia, and many African and Native American rituals. In Western theater today, masked performance is a mark of much avant-garde and experimental stage work and masks even still appear in mainstream plays from time to time, such as the one worn by Antonio Salieri in Peter Shaffer’s Amadeus. Playwright Eugene O’Neill was an enthusiastic proponent of returning the mask to Western stages in the early, innovative years of the 20th century and so was E. Gordon Craig, the principal visionary of the New Stagecraft, who even launched a journal entitled The Mask (1908-29) that focused on the new theater of the era. In 1932, O’Neill proclaimed:

I hold more and more surely to the conviction that the use of masks will be discovered eventually to be the freest solution of the modern dramatist’s problem as to how—with the greatest possible dramatic clarity and economy of means—he can express those profound hidden conflicts of the mind which the probings of psychology continue to disclose to us.

During the same era, some renowned artists designed the masks for stage performances, including Pierre Bonnard and Henri de Toulouse-Lautrec, among those who created the masks and sets for Alfred Jarry’s Ubu Roi (1896), and Pablo Picasso, who devised the masks in Jean Cocteau’s Parade (1917). In the 1940s, ‘50s, and ‘60s, French playwright Jean Genet incorporated masks in his plays as a way to address social and cultural roles and relationships. These artists all wanted to “retheatricalize” Western performance and saw the mask as a symbol of this goal. O’Neill, in the forefront of this movement as exemplified by his plays Lazarus Laughed (1925-26) and The Great God Brown (1926), states:

Looked at from even the most practical standpoint of the practicing playwright, the mask is dramatic in itself, has always been dramatic in itself, is a proven weapon of attack. At its best, it is more subtly, imaginatively, suggestively dramatic than any actor’s face can ever be.

I started to read a little about masked acting years ago because some of the work of Leonardo Shapiro, whom I was researching and on whom I’ve written several times on ROT, employed masks, and his company was named for a masked spirit figure, the Zuni Shalako (about which I’ve also written: “‘May You Be Blessed With Light’: The Zuni Shalako Rite,” 22 October 2010). I discovered that of all the aspects of masks and masking that are covered in the literature, no one had written much about the relation between the mask and the spectator. The mask and the performer, yes. The mask and the mask-maker, sure. The mask and spirituality, the mask in ritual and psycho-drama, reams. But the mask and the audience? Almost not a word. By the time I ceased my research, I'd run out of sources. I’d also pieced together a semi-cogent understanding of the way masked performances work for their audiences.

Masks are mysterious. According to W. T. Benda, a well-known artist and mask-maker from the first half of the 20th century, “when a person, no matter how sophisticated or naive, confronts a masked man, that person will be mystified. The mask may or may not fascinate, it may or may not terrify, it may appeal to the sense of humor or fail to do so, but it will never fail to mystify.” Confirmed by anthropologists, this is the same mystery that ancient cultures, where masks usually represented gods, demons, or other supernatural figures, found in them but it operates even among sophisticated people who only see masks at art shows and theatrical performances. Masks have a dual effect on the observer: they distance us from the wearer because masks are artificial barriers made of inert materials and at the same time, they draw us in because they represent recognizable characteristics and focus our fascination. “No one can remain indifferent as the masked figure moves about making an unreal world, not only real, but larger than life,” asserts masker and mime Leonard Pitt. The effectiveness of masks on stage derives in large part from the inherent mysticism with which, perhaps subliminally, the audience greets them. Essentially, the relationship humans have with masks sets up their function in performance.

Masks, like mirrors, are inherently magical objects. A performing object like a puppet or a mask “seems to come alive without pretending to be alive,” marvels puppeteer Roman Paska, “with an effect closer to magic than technology.” Masks are dead things, inanimate objects that take on the appearance of life. “Our preconceived ideas of the boundaries between life and death are no longer valid as we witness the inanimate being brought to life,” explains Pitt. “In effect, we have here the essence of magic.” Dario Fo, Nobel-winning performer and mask expert, observes that “the mask and its own personality shift in relationship to overall body poses and to the gestures one produces.” Masks appear to change expressions when they’re activated by a performer in motion; a really experienced and talented masker can make the mask seem truly alive by the angle the audience sees and the play of light on the frozen expression. Some Noh masks, for example, are so carefully designed that the face smiles cheerfully when the actor looks up and takes on a dark, melancholy expression when the actor looks down. Even masks designed to imitate one exaggerated emotion, however, can still display many different expressions. International stage director Peter Brook asserts that “the moment [an actor] wears the mask it becomes alive in an infinite number of ways. A mask . . . has this extraordinary characteristic that the moment it is on a human head, if the human being inside is sensitive to its meaning, it has an absolutely inexhaustible quantity of expressions.” Just as miraculously, when an actor dons different masks, the wearer’s physique may seem to alter with each one. The same mask, on the other hand, seems different when worn by another actor. But the magic only happens in performance, when the mask is animated by a flesh-and-blood actor: when the mask, like its puppet cousin, is isolated and inactive, it remains an inert art object. A mask’s life, however, can be drained even in action if other parts of the actor’s body are busier than the false face, drawing the focus away from the mask; the mask must be the center of attention to seem alive.

Most cultures that have masked rituals as part of their religious life believe that wearers are possessed by the spirit or creature represented by the mask, taking on its character and powers. (Some cultures take this a step further, believing that the masker actually becomes the being depicted in the mask.) While the masker carries the spirit’s image, he is no longer the ordinary human he was before but a holy person whose actions are completely altered from ordinary behavior. In some cultures with masked performance forms, actors and dancers feel that they assume the persona of the character depicted in the mask. Theater maskers testify that masks alter their behavior as well—in almost as mystical a way. “Actors can feel possessed by masks,” says mask-maker Ralph Lee, “or they can feel robbed of their own personality,” though famed acting teacher Michel Saint-Denis insists that while actors may feel possessed by the mask, they aren’t actually “dispossessed” of their own selves. Actors who work with masks confirm that their physical actions are different when they’re masked. Benda observes that masked actors attest that they seem transformed into the character portrayed in the mask in both appearance and behavior: “[T]he wearer of a mask yields subconsciously to the irresistible impulse to act like the being the mask typifies.” At least one mask professional noted that when several actors wore the mask of the same character, so powerful was its psychological hold that each one spoke with the same voice in the same rhythm and with the same gestures as the others regardless of differences in the actors’ ages or physical appearances. Only if the masks were altered did the actors show any but the most inconsequential distinctions. Furthermore, the mask’s effect can be so complete that, as Peter Brook attests:

You do things and other people tell you afterwards: ‘It was extraordinary!’ You don’t know: you just wear it and you do certain movements and you don’t know if there is any relation or not, and you know that you mustn’t try to impose something. You somehow do and don’t know, on a rational level; but the sensitivity to the mask exists in another way, and it’s something that develops.

“Anyone who has worked with a mask knows that the use of the body is totally different when one is wearing a mask,” writes Eugenio Barba, experimental theater director and co-author of A Dictionary of Theatre Anthropology, “even if the actions one does are the same.” This apparent power of masks to transform wearers has been affirmed by both anthropologists and performers. According to Susan Harris Smith, a theater professor who’s made a study of masking, Jacques Copeau, one of the most active users of masks in actor-training in the 20th century, saw the masks’ personas take possession of the actors and substitute their personalities for the actors’. Smith reports that maskers complained that their faces, as psychologists have documented, mirrored their masks’ expressions.

Smith also observes that to today’s Westerner, the mask may not represent a supernatural being but rather “one of the many faces of himself.” Indeed, wearing a mask can make us feel safe, but experts attest that that very sense of safety can be the catalyst that reveals our true selves. Kenneth Macgowan, drama critic-turned-film producer in the first part of the 20th century, asserts: “When a man puts on a mask he experiences a kind of release from his inhibited and bashful and circumscribed soul. He can say and do strange and terrible things, and he likes it,” and Smith reports: “Most anthropologists and psychologists agree that the mask liberates man.” Benda suggests that it’s paradoxically because of the concealment of the face that maskers feel free to take such physical and psychological risks without concerns for what others think of them. Harry L. Shapiro, onetime head of the anthropology department at the American Museum of Natural History, holding that the concealment of the mask-wearer’s identity “permits him a freedom not usually his,” finds that a masker may “express himself more vigorously or freely than under normal circumstances” and Ronald L. Grimes, a religion professor, identifying a “recurrent theme” in mask theory, suggests that “masks allow wearers to act out of their unconscious, thus making the repressed public.”

We can see manifestations of this phenomenon in non¬performative circumstances at Halloween, Carnival, and Mardi Gras when ordinary people who may never otherwise act inappropriately engage in extreme behavior, foolishness or flirtation, safely hidden behind a false face. The masks’ psychological effects that release emotions, according to anthropologists, work even today when the ritualistic associations have vanished. In fact, I believe this fact explains much of what’s behind the belief, particularly outside the religious sphere, that a mask’s persona can possess the wearer. Smith continues that “the basic aim of masking . . . is not deception but freedom, the liberation of the true personality. The mask confers the freedom of anonymity and of transformation on the masker” and mask and make-up designer Irene Corey states that “to mask is to unmask: visually unleashing the powers of greater life force.” Adding another dimension, Dario Fo returns to the notion of magic: “Incredible as it may seem, there is for me something magical in the fact that wearing a mask . . . allows one to see more clearly and to act with greater liberty than with the face completely uncovered.” Proponents of masking in actor-training, like Copeau, Jacques Lecoq, Michael Chekhov, Saint-Denis, and many others since the middle of the 20th century, used the liberation of the device to help actors find the alternate personas within themselves and then to tap into them as resources for their creative work.

Some mask experimenters as well as some psychologists speculate that because the mask isolates the wearer, depriving her of many of the sensory stimuli on the other side of the mask, the actor is left alone with herself. That turns the actor’s focus inward and she becomes more aware of her body and her inner resources. Anglo-French actor-teacher Pierre Lefèvre calls the mask “a catalyst,” especially in actor-training, because it’s “an instrument of concentration” that “liberate[s] the actor’s breathing, presence, physicality and imagination.” Others, like Fo and Corey, focus on the rest of the actor after the face has been obscured, explaining that the loss of facial expression forces the actor to work more with the body. “If you put on a mask,” says innovative director and masker/puppeteer Julie Taymor, “you get free of the limitations of your own body and face.” For most Western actors, the face is by far the most animated part of the actor’s equipment and even the best-trained actor overlooks the body as an instrument of expression aside from a few shoulder shrugs or arm gestures. The mask, performers like Fo, a world-respected clown and mime, argue, requires actors to use their bodies more expressively and extravagantly. A masked actor, denied the facile communication afforded by the face, must find means to use the entire instrument in novel ways. Looking at the phenomenon from a slightly different angle, Saint-Denis contends: “The mask helps the body say things which ordinarily speech cannot express.”

Furthermore, Fo affirms, masks require actors to tell the truth because it’s harder to lie with the body than with the voice and face. As mime and Lecoq student Bari Rolfe puts it: “The mask hides the lie and shows the truth.” Fo explains:

Because the mask cancels the prime element—the face, with all the expressions we formulate and employ with such ease—used to give expression to any form of mystification. When the face is removed from the equation, people are compelled to speak in a language free of formulas and of fixed stereotypes—in the language of the hands, of the arms and of the fingers. No one is accustomed to lying with their body. We never bother to check the gestures we make while speaking.
Curiously, this belief is confirmed by an entirely unrelated source, Aaron Frankel, a traditional acting teacher. In his system of actors’ prep, Frankel asserts that body language is the “most difficult to control: it seldom ‘lies’” (see “An Actor’s Homework, Part 3,” ROT, 26 April 2010). Bertolt Brecht, who employed masks extensively in his 1931 staging of Mann ist Mann, writes: “The actors can do without (or with the minimum of) makeup, appearing ‘natural’, and the whole thing can be a fake; they can wear grotesque masks and represent truth.” Susan Smith simply avers that “all masks are true because they represent aspects of the self.”

The freedom masking permits imposes some requirements as well, of course. As Fo points out, “While performing with the mask, the actor’s gestures must be grandiose and exaggerated.” In addition to finding the life of the particular mask (that is, the character) he’s wearing, the actor must break away from all naturalistic impulses. In performance, says Sears A. Eldredge, “the mask attacks mumble-and-scratch naturalism” and Saint-Denis concludes that working in mask is outright “anti-psychological.” Masks are inherently anti-realistic and as such demand a theatrical physicalization that’s commensurate with a masked performance. “Masks elicit a more heightened, more schematic performance,” insists Eldredge, a drama professor who has studied masked performance. Jacques Copeau, in his mask training for the actor, wasn’t interested in letting the mask-wearers impose their usual psychology and physicality on the mask characters, but to find and explore new, imaginative ways of using their minds, bodies, and emotions. Masked acting, says artist W. T. Benda, is “frankly artificial and extremely theatrical”; it is “as unreal, as artificial, as stylized as the masks themselves. It should be entirely different from all other acting. . . . [I]t’s movements should be rhythmic, stylized and expressive . . . .” Masking, in other words, not only frees performers to use their assets in novel and expressive ways, but it obligates them to do so. “Masks,” writes Irene Corey, the make-up artist, “carry us beyond naturalism into suggestions not hampered by earthbound flesh and blood.” Masks, after all, have no imaginative constraints: they can represent the abstraction of a face, a part of a face, a part of a body, or some inorganic object altogether unconnected to the human figure.

As an aspect of this physicalized acting, masks, like puppets, remove performance from the realm of the ordinary and raise it to the level of myth and ritual. “The mask is a translator from the human or ordinary realm,” says anthropologist Joan Halifax, “to one that is out of the ordinary.” Masks, which can make the face larger than life both actually and metaphorically, remind us “that we are in a theater, that the act going on before our eyes is not real in a literal sense, but is rather a symbolic or an artistic presentation,” writes Edwin Wilson, former theater critic and author of The Theatre Experience. Though they can’t depict subtle arrays of emotional expressions, they can reveal clearer, stronger, and less ambiguous expressions of feelings than human faces. Because masks can project those expressions, which can be distorted or exaggerated for symbolic effect, beyond the rows of the audience close enough to discern facial expressions, they are innately more theatrical. “The characters and situations are more heightened, more intensely who or what they are” in masked performances, writes drama professor Eldredge. “They are automatically more archetypal, more mythic, more representative, and metaphorical.” Finding that without masks, performances of some classic plays like Oedipus Rex were far less striking than when the actors were masked, director and producer Tyrone Guthrie proclaims that “the use of the masks gives a magnificence, an aloof grandeur . . . that is not within the range of any human face.” This lines up with theater scholar and poet Stefan Brecht’s discovery that the “ceremonial gesture” imparts an augustness to the performance when executed by a masked actor, while it isn’t just diminished but even rendered pretentious when performed by an actor without a mask. Susan Smith emphasizes that the mask’s very artificiality underlines the artificiality of the theatrical performance as it prevents the audience from indulging in illusionary reality. In Totemism and Exogamy, social anthropologist James G. Frazer further asserts that wearing a mask “throws a sort of mysterious glamour over the performance . . . .” This may be a subliminal residue, even in the modern West where theater has been long separated from religious ritual, of the association of masks with spiritual or superhuman figures, enlarging the masked performance to a level beyond the merely “human.” As Leonard Pitt, a student of master mime Ètienne Decroux, simply puts it: “To move with a mask is like moving under a magnifying glass.”

Along with their theatricality, there are also the Brechtian aspects of masks—that they distance the actor from the character and the spectator from the actor, for example. Since the mask isn’t human, the spectator isn’t drawn automatically to identify with the masked character. Since the performer’s own face is hidden, the spectator can’t readily identify with the actor, either. This puts the masker and the viewer in a less emotional or empathetic relationship and into more of an objective and critically observant one. As Vsevolod Meyerhold, the Russian innovative director to whom Brecht owed a great deal for the Epic Theater concept, observes: “The mask enables the spectator to see not only the actual Arlecchino [i.e., Harlequin] before him but all the Arlecchinos who live in his memory. Through the mask the spectator sees every person who bears the merest resemblance to the character.” Furthermore, the actors can’t identify so easily with their characters, principally since they can’t really see them. As Peter Brook points out, “The great magic of the mask, which every actor receives from it, is that he can’t tell what it looks like on him; he can’t tell what impression he’s making . . . .” Ideally, this makes the audience-character-performer connection more a theatrical one than a personal or emotional one. This doesn’t mean, by the way, that the spectator-character relationship isn’t affecting; of course it is: Aristotle’s original concept of catharsis, the release he believed spectators experience at a tragedy, was, after all, engendered by masked characters. (I should note here that in children’s theater, masking even has a tendency to heighten the emotional connection. Children are more adept at relating to both inanimate objects—observing a child with a doll or stuffed animal will demonstrate that—and with fantasy and non-realistic figures—as their persistent belief in Santa Claus, monsters, fairies, and all kinds of magical creatures makes plain.) The designer facilitates this by using familiar expressions and characteristics; by exaggerating them or painting them in unusual colors, the mask sculptor creates a character at once recognizable and alien. This allows, even encourages, the audience to observe the character analytically—the original objective of Brecht’s distancing technique.

In addition to the distancing effect (I resist the word ‘alienation’ because I believe it’s misleading and inaccurate), a mask also instantly communicates aspects of character, personality, and psychology, as well as other performative elements, often across cultural and linguistic boundaries. According to Smith, masks also “challenge the primacy of language” on which realistic drama is founded. To a great degree, this obviates the need for the actor to engage in character exposition or development as the character will be almost immediately recognizable to the audience. The artist creating the mask selects the specific traits of the character in the spirit of the play, focusing just on those characteristics chosen and omitting the insignificant. (In the realm of traditional masked dramas such as Noh or Wayang Topeng, the characters are immediately identifiable, as they were in Greek theater and Commedia dell’Arte, because the iconography of each role is established.) In modern Western masked performances, the designer must employ commonly known images and then the performers may briefly have to establish the conventions for the character. Sears Eldredge explains: “A sculptor has a vision of an essential personality, an archetype, or a spiritual force and tries to incarnate that presence in a sculpted object that will affect the physical senses and imagination of the wearer and observers.” Anthropologist Shapiro affirms that for a spectator at a play, a mask identifies the character and suggests the appropriate emotional response. For playwright John Arden, the mask is such a powerful conveyor of character that it even eliminates the need for a lot of dialogue, relying on “a more naked expression of emotion.”

The masks’ immediate communication of character information to the audience functions somewhere between what Michael Kirby, a theater teacher, performer, and playwright, calls “nonmatrixed representation”—“that condition in which the performer does not act and yet his costume [or other non-performance element] represents something or someone”—and “simple acting”—the condition “in which only one element or dimension of acting is used”—where the mask “represents something or someone” while the performer does not act or actively depict a character. In Commedia dell’Arte, for instance, with the half-mask and costume identifying the characters by an iconography familiar to European audiences for over a century—like, say, Harlequin’s patchwork or, later, diamond-patterned clothing and black-and-red mask with the snub nose, hollow cheeks, and bump on the forehead—the actors didn’t have to develop the characters for the audience. Spectators already knew what to expect, so the actors (and, today, the director) could focus on making the statements they wanted to make through the action. This most closely resembles a form of “received acting,” in Kirby’s words, where the performers behave as themselves while the performative aspects are projected by a very “strong, persistent” environment, such as masks.

The divide between the mask and the actor can set up the possibility for what is sometimes called “schizoid acting” (described briefly in my ROT report on Venus in Fur, 11 July). Since the mask communicates the character independent of the actor, the actor is freer to appear simultaneously as herself. This is a Brechtian concept wherein the actor can comment on the character and her actions as an observer, thus encouraging the spectators to do the same thing. In a masked performance, this “split” or “divided” performance is eased, even, perhaps, inevitable because the mask conceals the actor’s personality in exchange for the character’s while preserving both. (This isn’t to say that all maskers engage in this kind of commentary: traditional masked performances such as Noh aren’t considered divided in this way. In fact, Noh actors believe they’re transformed into the character when they put on the mask.) Just as the holiday masks of Carnival and Mardi Gras permit revelers to do and say things they’d never be free to reveal under ordinary social circumstances, the theatrical mask allows actors the freedom to express ideas they could never disclose on a conventional stage. Putting on a mask, or “second face” as Ronald Grimes calls it, means “to don an other and doff a selfhood,” allowing the actor to stand outside the character and comment on it or encourage the spectator to do so. If, as Susan Smith states, the masker “is at once himself and someone else,” he is able to act as the mask-character even as he simultaneously behaves as himself.

Aside from the Brechtian aspects of masking, there can be other consequences. In the theater of realism, for instance, the actor is usually expected to bear at least a general physical resemblance to the character. (This is particularly so in today’s theater. We are long past the time when a middle aged man can still play Romeo acceptably or, outside of school plays, a very young woman can successfully appear as Lady Bracknell—though we do recognize that a man can play the part.) With masking, this isn’t necessary true. In Noh, for instance, a stout, jowly man is often seen as a sweet young girl because in that tradition, the mask carries the character. In the West, masking can ease the way to non-traditional and color-blind casting for the same reason. Since masked performances are inherently non-realistic, the impediments to actors of any race, gender, or ethnic heritage playing any role for which they have the talent can be swept aside. (It’s also seen as a method of defeating the entrenched star system.) In fact, masks make many casting problems entirely insignificant. Just as the ritual mask allows humans to portray gods, demons, spirits, and all manner of supernatural beings, today the stage mask can let an actor appear not just as an animal, but an inanimate object or even an abstract concept. (This isn’t an altogether modern idea: the characters in the well-known 15th-century morality play Everyman include not just God and Everyman, but Death, Fellowship, Strength, Five-Wits, and Knowledge, among others. How else but with masks could these abstractions be depicted? The medieval religious dramas have today been supplanted by the work of symbolist, surrealist, and expressionist writers and directors whose characters are often dream or subconscious images.) This application goes far beyond merely permitting three actors to play multiple roles.

There are trade-offs, of course. For all their performative benefits as I’ve outlined them, masks freeze the face in one expression. Yes, the masker can make the mask appear to change emotions and brilliantly designed masks can give the impression of multiple expressions, but even with moving parts, a mask has but one face. Everything else is excluded, and the performance has to be staged to accommodate this restriction. In traditional plays like Commedia dell’Arte, the masked characters can become so familiar to the audiences as to be predictable, even stereotyped, no matter how inventive the actor animating the mask gets. And while the mask frees the actors’ physicality in ways they may never have explored it before, it also restricts the actors’ choices because the maskers are constrained to act in the spirit of the masks they’re wearing—an inanimate piece of art designed by someone other than the performer (in most cases). Yes, costumes are also designed by another artist, but costumes are less specific than masks for the most part and they’re more flexible. Mask performers testify that if they violate the character of the mask, the performance simply doesn’t work; Peter Brook says it becomes “distorted.” I’ve never heard an actor say that about a costume.

Furthermore, of course, actors working in masks either must have been specifically trained or a mask expert must be called in to teach the cast how to act in masks, devoting considerable time and attention to the demanding idiosyncrasies of the form. As we’ve heard, the mask will lose impact if the physical performance of the actor isn’t extraordinarily precise in every movement. For all the imaginative freedom the mask affords, the actor has to know how to exploit her new choices and not all actors, even talented ones, are prepared to meet that challenge. In most of the West, especially in the United States, few actors receive specialized mask training. None of the teachers with whom I studied, for instance, worked with masks. I took mime and dance classes, games and movement classes, even “style” classes (which train actors to work in classical plays with period props and costumes like frock coats, long dresses and hoop skirts, walking sticks, handkerchiefs, fans, snuff boxes, and so on). Many actors also used to get fencing lessons, though that’s gone out of fashion nowadays, but few training programs or conservatories offer mask work. Just as fight choreographers come into rehearsals to work out the moves for a sword, dagger, or fist fight on stage, a mask specialist may be necessary to teach the actors how to work with this strange appendage that has such profound effects on them. The difference is, however, that a sword duel is finite—you do it, it’s over, and you return to the more common acting of the rest of the play. A mask affects everything you do, all the time you’re on stage, no matter what the rest of the action may be. Masks demand total concentration, proficiency, precision, and complete control over every movement the actor makes—all the time. Even if you don’t experience the psychological possession to which some maskers attest, the mask unquestionably takes over all your artistic efforts.

Possibly as important as these attributes of masked acting is the fact that from the audience’s standpoint, as Marshall McLuhan writes, “The mask is not so much pictorial as participatory.” Most of us recognize that for any theater performance to work for the audience, the spectators must often suspend their disbelief, as Samuel Taylor Coleridge put it in 1817. Theater isn’t reality, as everyone but perhaps Ilya of Never on Sunday knows. To believe what’s happening on stage, the spectators must put aside their understanding of the real world and accept the theatrical one. Even more, in what he called “stylized theater,” Meyerhold proclaimed that the spectator is the a “fourth creator” of the “creative act” with the writer, director, and cast. With masks, however, the audience takes an even more pivotal role in actuating the performance, as Ronald Grimes observes: “In performative circumstances . . . , audiences may, in fact, be the real animator of masks and maskers.” As in puppetry, a closely allied art, we see that the audience must imbue the mask with life in order for there to be a show. Psychoanalyst Eric Nuetzel maintains, “The audience projects something onto the object,” which, he declares, “doesn’t exist alone.” “The audience is complicit,” responds master puppeteer Paska, and Sears Eldredge writes, “The audience’s imaginations must be engaged to complete the transformation” from inanimate object to living character. That means that, like actors playing for audiences of children, the masked performer can’t ever lose the spectators’ focus and active engagement in the performance or the show evaporates. So, on top of the additional effort that playing in a mask requires, this extra burden is also placed on the actor in a masked role. As we have already heard, the mask dies if it’s not continually animated by the actor; so, too, the play is in jeopardy if the actors don’t maintain complete mastery of the performance.

With all their mystery and magic, masks are also objects of endless contradictions. To start with, they are dead things that come alive on stage. They are inanimate, ornamental art objects which become animated practical devices. A mask reduces the character to one or two frozen attributes and at the same time raises it to a place of myth and ritual where its impact is magnified. Then, as we’ve seen, masks both conceal and reveal at the same time: masks hide the actor’s natural face, protecting his true identity, while they reveal interior realities that the unmasked actor seldom exposes, allowing the wearer to take great risks. At the same time that the mask hides the performer’s identity, diminishing her, it enhances the character’s persona and spotlights the actor’s physical mastery. Masked actors are limited in their use of the facial expressions they ordinarily rely on but their use of the rest of their bodies is greatly expanded. As for the audience, the mask simultaneously attracts us and draws us in, and distances us and even disturbs us. It’s both familiar and strange at the same time. Peter Brook writes that the mask sends a message inward to the wearer even as it projects a message outward to the spectator. Those messages can echo one another, or they can conflict. Perhaps the most significant dichotomy is the phenomenon that the mask is an unreal object without life until it’s imbued with vitality by not only the masker but the spectator who must participate in the animation of the performing object in a more fundamental way than at a conventional, unmasked play. As Ron Jenkins, an expert in Balinese theater and translator of works by Dario Fo, writes:

The power of the mask is rooted in paradox, in the fusion of opposites. It brings together the self and the other by enabling us to look at the world through someone else's face. It merges past and present by reflecting faces that are the likenesses of both our ancestors and our neighbors. A mask is a potent metaphor for the coalescence of the universal and the particular, immobility and change, disguise and revelation.


But a mask is more than a metaphor. It is a tangible catalyst for transformation in the theater that can charge simple actions with complex meanings.

But actor and teacher Pierre Lefèvre may have summed up the magic of acting in a mask best: “It is like a magnifying glass for the actor. An unforgettable experience. Suddenly, he is aware that he is his own source of inspiration.”

* * * *
[I’ve made reference to an extraordinary number of people in this article, some of whom may be unfamiliar to most readers. Many of the names are well enough known to be listed in available reference works, including on-line resources, but just to make things easier, I’m appending a list of the names I invoked in “The Magic of Masks” (aside from passing mentions) and noting some of the reference sources I used in my original research. Note that many of these people are multi-dimensional figures in the arts, academia, and other fields, so this is hardly a definitive description of their authority and significance—just an introduction.]
  • John Arden (b. 1930) – British playwright; married to Irish actress Margaretta D’Arcy (b. 1934); reference for this article: Theater at Work (Charles Marowitz and Simon Trussler, eds., Hill & Wang, 1967)
  • Eugenio Barba (b. 1936) – Italian-born theater artist based in Denmark; artistic director of Odin Teatret and founder of the International School of Theatre Anthropology; student of Jerzy Grotowski; author of A Dictionary of Theatre Anthropology (Routledge, 1991)
  • W[ladislaw] T[eodor] Benda (1873-1948) – Polish-born American artist and mask-maker; references: Masks (Watson-Guptill Publications, 1944), “Modern Masks and Their Uses” (Encyclopædia Britannica, 1946), “How Benda Revived the Use of Masks” (Boston Evening Transcript, 17 Apr. 1926)
  • Pierre Bonnard (1867-1947) – French Post-Impressionist painter; an innovative printmaker; made puppets and masks and designed theater sets
  • Bertolt Brecht (1898-1956) – German playwright who defined his own style of theater, Epic Theater, and used masks and other distancing devices and techniques to encourage the audience to observe events critically and analytically; father of American poet and theater scholar Stefan Brecht (see below); reference: “The Popular and the Realistic” (Brecht on Theatre, Hill and Wang, 1964)
  • Stefan Brecht (1924-2009) – German-born American theater scholar and poet; son of playwright Bertolt Brecht (see above); author of numerous books on theater, especially the avant garde and experimental theater; reference: Peter Schumann's Bread and Puppet Theatre (Methuen, 1988)
  • Peter Brook (b. 1925) – British director and theater theorist; theatrical icon of the 1960s avant garde; author of The Empty Space (1968); director of many iconic plays and films; reference: The Shifting Point (Harper & Row, 1988)
  • Michael Chekhov (1891-1955) – Russian-born American actor, director, and acting teacher and theorist; nephew of playwright Anton Chekhov (1860-1904); originally a student of Konstantin Stanislavsky; author of To The Actor (1953)
  • Samuel Taylor Coleridge (1772-1834) – British Romantic poet, philosopher, and critic of dramatic literature; major poems include “The Rime of the Ancient Mariner” (1797-98, pubd. 1798) and “Kubla Khan” (1797, pubd. 1816); reference: Chapter XIV, Biographia Literaria (London: Rest Fenner, 1817; New-York : Kirk and Mercein, 1817)
  • Jacques Copeau (1879-1949) – French stage director and acting teacher; proponent of actor-training with masks; founder of Théâtre du Vieux-Colombier in Paris
  • Irene Corey (1925-2010) – American make-up and costume designer; references: “To Make a Paper Mask” (Theatre Crafts Book of Make-up, Masks, and Wigs, Rodale Press, 1974), “To Mask Is to Unmask” (Mime Journal, 1975)
  • E[dward] Gordon Craig (1872-1966; sometimes known as Gordon Craig) – British set designer, theater theoretician; prime mover in the New Stagecraft movement of the early 20th century and promoter of renewal of masked theater; son of famed English actress Ellen Terry (1847-1928)
  • Étienne Decroux (1898-1991) – French mime, actor, and teacher; reference: “Etienne Decroux on Masks” (Thomas Leabhart, Mime Journal, 1975)
  • Sears A. Eldredge (b. 1936) – American professor emeritus of drama; chairman of the Dramatics Arts & Dance Department, Macalester College, St. Paul (1986-2000); references: Mask Improvisation for Training and Performance (Northwestern University Press, 1994), “Masks: Their Use and Effectiveness in Actor Training Programs” (Michigan State University doctoral dissertation, 1975), “Actor Training in the Neutral Mask” (with Hollis W. Huston, Movement for the Actor, Drama Book Specialists, 1980)
  • Dario Fo (b. 1926) – Italian mime, actor, and playwright; political satirist; expert in masking, improvisational performing, and physical comedy; Nobel Laureate in Literature (1997); married to actress-playwright Franca Rame (b. 1928); references: “Hands Off the Mask!” (New Theatre Quarterly, Aug. 1989), The Tricks of the Trade (Routledge, 1991)
  • Aaron Frankel (b. 1924) – American director and acting teacher; taught a course called “How To Do Homework” at the HB Studio which I wrote up for ROT (19, 22, 25, & 28 April 2010)
  • James G. Frazer (1854-1941) – British social anthropologist; focused on myth, folklore, and comparative religion; author of The Golden Bough (1890); reference: Totemism and Exogamy (Macmillan, 1910)
  • Jean Genet (1910-86) – French playwright and poet; known for plays characterized by ritual, role-playing, and illusion in which masks often appear prominently (The Blacks, 1959)
  • Ronald L. Grimes (b. 1943) – American professor of religion; teaches courses on religion and the performing arts; references: “Masking: Toward a Phenomenology of Exteriorization” (Journal of the American Academy of Religion, Sept. 1975), “The Life History of a Mask” (Drama Review, Fall 1992)
  • Tyrone Guthrie (1900-71) – British theater director; instrumental in the founding of the Stratford Shakespeare Festival (1953) in Ontario, Canada, and the Guthrie Theatre (1963) in Minneapolis, Minnesota; reference: Twice Have the Trumpets Sounded (with [William] Robertson Davies and Grant Macdonald, Clarke, Irwin & Co., 1954)
  • Joan Halifax (b. 1942) – American anthropologist; socially engaged Buddhist and spiritualist; civil rights and ecological activist; reference: “The Magic of Masks” (John Biggs, Science Digest, Nov. 1985)
  • Ronald S. Jenkins (b. 1952) – American professor of theater; expert in Balinese performance; translator of works of Dario Fo; reference: “Two-Way Mirrors” (Parabola, Special Issue: “Mask and Metaphor: Role, Imagery, Disguise,” Aug. 1981)
  • Michael Kirby (1931-97) – American actor, artist, and theater teacher; editor of The Drama Review; reference: “On Acting and Not-Acting” (Drama Review, Mar. 1972)
  • Jacques Lecoq (1921-99) – French actor, mime, and acting teacher; used neutral masks in his actor-training program which stressed physical performance; reference: “The Mime of Jacques Lecoq” (Bari Rolfe, Drama Review, Mar. 1972)
  • Ralph Lee (b. 1935) – American mask-maker; artistic director of the Mettawee River Theatre Company in Salem, New York; organized the first Greenwich Village Halloween Parade in New York City, 1974; references: “Fleeting Beasts Collected in a Fantasy Heaven” (Mel Gussow, New York Times, 13 Mar. 1998), “Profiles: Ralph Lee” (Mona Molarsky, American Theatre, April 1998), “Ralph Lee: Masks, Festival Figures & Theatre Designs” (pamphlet for New York Public Library for the Performing Arts exhibition, 6 Feb.-2 May 1998)
  • Pierre Lefèvre (1914-2007) – French-born English actor and acting teacher; taught with Saint-Denis, including at Juilliard; teacher of masked acting; reference: “The New American Actor” (Jennifer Dunning, New York Times, 2 Oct. 1983)
  • Kenneth Macgowan (1888-1963) – American film producer and theater writer; sometimes his last name is spelled MacGowan; author of The Theatre of Tomorrow (Boni and Liveright, 1921); reference: “Masks and Their Meaning” (International Studio, New York, Nov. 1923), “The Magic of Masks” (Chapter One, Greater New York Chapter of ANTA, Nov. 1958)
  • Marshall McLuhan (1911-80) - Canadian educator, philosopher, and scholar; his work is cornerstone of media theory; reference: Through the Vanishing Point (with Harley Parker, Harper & Row, 1968)
  • Vsevolod Meyerhold (1874-1940) – Russian innovative stage director; student of Konstantin Stanislavsky; introduced Brecht to concept that became the Verfremdungseffekt; fell afoul of Soviet political leaders but became an icon of avant-garde theater in the 1960s; references: Meyerhold on Theatre (Hill and Wang, 1969), The Theatre of Meyerhold (Edward Braun, Drama Book Specialists, 1979)
  • Eric Nuetzel (b. 1950) – American psychoanalyst; practices psychiatry in Saint Louis, Missouri; reference: “Pulling Strings: The Geppetto Effect” (Sarah Boxer, New York Times, 17 Jan. 1998)
  • Eugene O’Neill (1888-1953) – American playwright; first U.S. dramatist to earn an international reputation; Nobel Laureate (1936), the only American playwright so honored; reference: “Memoranda on Masks” (The American Spectator, Nov. 1932)
  • Roman Paska (b. 1951) – American puppeteer; references: “Notes on Puppet Primitives and the Future of an Illusion” (The Language of the Puppet, Pacific Puppetry Center Press, 1990), “Pulling Strings: The Geppetto Effect” (Sarah Boxer, New York Times, 17 Jan. 1998)
  • Pablo Picasso (1881-1973) – Spanish artist of many different revolutionary styles, especially Cubism
  • Leonard Pitt (b. 1941) – American mime; student of Étienne Decroux, master French mime; world-wide performer and teacher, based in Berkeley, California; references: “Mask Technique for the Actor” (San Francisco Theatre, Winter 1977)
  • Bari Rolfe (1916-2002) – American mime; studied with Lecoq; considered grandmother of American mime; references: “Masks, Mime, and Mummenschanz” (Mime Journal, 1975), Behind the Mask (Persona Products, 1977), “The Mime of Jacques Lecoq” (Drama Review, Mar. 1972)
  • Michel Saint-Denis (1897-1971; also known as Michel St.-Denis) – French actor, director, and acting teacher; taught at Juilliard in New York City from 1957, helping to launch the drama division in 1968; reference: Training for the Actor: Premises & Promises (Theatre Arts Books, 1982)
  • Harry L. Shapiro (1902-90) – American anthropologist; Curator of the Department of Anthropology at the American Museum of Natural History (1942-70); reference: “Magic of the Mask” (New York Times Magazine, 15 Apr. 1951); [Harry Shapiro isn’t related to Leonardo Shapiro (below)]
  • Leonardo Shapiro (1946-97) – American experimental theater director; see articles on ROT: “Song in the Blood (Hiroshima/Los Alamos)” (5 Aug. 2009), “Cheerleaders of the Revolution” (31 Oct. 2009), “Brother, You’re Next” (26 Jan. 2010), “New York Free Theater” (4 Apr. 2010), “War Carnival” (13 May 2010), “’As It Is In Heaven’” (25 Mar. 2011), “’Two Thousand Years of Stony Sleep’” (7 May 2011); [Leonardo Shapiro isn’t related to Harry Shapiro (above)]
  • Susan Valeria Harris Smith (b. 1945) – American professor of English; author of Masks in Modern Drama (University of California Press, 1984)
  • Julie Taymor (b. 1952) – innovative American film, theater, and opera director; designs elaborate masks and puppets for her productions; best example of her stage work: The Lion King (1997 and still running); trained in several Asian forms, including masked forms, and creative work draws on folk and ritual performance; reference: “A director who can conjure up magic onstage” (Miriam Horn, Smithsonian, Feb. 1993)
  • Henri de Toulouse-Lautrec (1864-1901) – French Post-Impressionist painter and poster designer; painted numerous scenes of theater and performing arts, cabarets, and circus; designed theater posters
  • Edwin Wilson (b. 1927) – American theater critic and teacher; critic for the Wall Street Journal (1972-94); author of The Theatre Experience (McGraw-Hill, 1976)
[There are many aspects of masking that I haven't covered here. Some of the sources listed above will lead an interested reader to more information, and a simple search of reading lists and bibliographies of masks will provide more than enough reading material.]